In its three-dimensional (3-D) characterization, drought is an event whose spatial extent changes over time. Each drought event has an onset and end time, a location, a magnitude, and a spatial trajectory. These characteristics help to analyze and describe how drought develops in space and time (i.e., drought dynamics). Methodologies for 3-D characterization of drought include a 3-D clustering technique to extract the drought events from the hydrometeorological data. The application of the clustering method yields small artifact droughts. These small clusters are removed from the analysis with the use of a cluster size filter. However, according to the literature, the filter parameters are usually set arbitrarily, so this study concentrated on a method to calculate the optimal cluster size filter for the 3-D characterization of drought. The effect of different drought indicator thresholds to calculate drought is also analyzed. The approach was tested in South America with data from the Latin American Flood and Drought Monitor for 1950–2017. Analysis of the spatial trajectories and characteristics of the most extreme droughts is also included. Calculated droughts are compared with information reported at a country scale and a reasonably good match is found.@en

The spatiotemporal monitoring of droughts is a complex task. In the past decades, drought monitoring has been increasingly developed, while the consideration of its spatio-temporal dynamics is still a challenge. This study proposes a method to build the spatial tracks and paths of drought, which can enhance its monitoring. The steps for the drought tracks calculation are (1) identification of spatial units (areas), (2) centroids localisation, and (3) centroids linkage. The spatio-temporal analysis performed here to extract the areas and centroids builds upon the Contiguous Drought Area (CDA) analysis. The potential of the proposed methodology is illustrated using grid data from the Standardized Precipitation Evaporation Index (SPEI) Global Drought Monitor over India (1901-2013), as an example. The method to calculate the drought tracks allows for identification of drought paths delineated by an onset and an end in space and time. Tracks, severity and duration of the drought are identified, as well as localisation (onset and end position), and rotation. The response of the drought tracking method to different combinations of parameters is also analysed. Further research is in progress to set up a model to predict the drought tracks for particular regions across the world, including India (https://www.researchgate.net/project/STAND-Spatio-Temporal-ANalysis-of-Drought).@en

Drought is a complex natural phenomenon. The description of the way in which drought changes (moves) in space may help to acquire knowledge on its drivers and processes to improve its monitoring and prediction. This research presents the application of an approach to characterise the dynamics of drought. Tracks, severity, duration, as well as localisation (onset and end position), and rotation of droughts were calculated. Results of calculated droughts were compared with documented information. Data from the Standardized Precipitation Evaporation Index (SPEI) Global Drought Monitor was used to identify droughts in India as an example for the period 1901–2013. Results show regions where droughts with considerable coverage tend to occur. Paths, i.e. consecutive spatial tracks, of six of the most severe reported droughts were analysed. In all of them, areas overlap considerably over time, which suggest that drought remains in the same region for a period of time. Results of this research are being used to build a model to predict the spatial drought tracks, incl. India (https://www.researchgate.net/project/STAND-Spatio-Temporal-ANalysis-of-Drought).

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Understanding, characterizing, and predicting drought is vital for the reduction of its consequences. In the last few decades, many studies have moved drought analysis from the conventional lumped approach to a more spatiotemporal analysis. Two main developments have motivated this: one is global data availability and the other is the number of models developed to understand and quantify drought. The first one relates to information available from reanalysis products, and the second regards global and regional, distributed and semidistributed model data. Moreover, nowadays, different organizations provide drought monitoring information in near real time. However, a few spatiotemporal analysis studies have been developed slowly and the availability of comprehensive tools is still limited. This chapter proposes a new toolbox that performs the Spatio-Temporal ANalysis of Drought (STAND) in MATLAB, step by step. The toolbox collects some of the applications of previous studies and innovates new concepts on the characterization of drought. The methodologies here allow estimation of drought duration, severity (magnitude), and area, redefining the drought event in space and time. A key component in the analysis is the visualization of outcomes, as well as the spatial interpolation of pointwise data. The proposed STAND toolbox is explained and its use is illustrated with two large-scale examples (India and Mexico). The results have been compared with local reported information. STAND outcomes have been shown to help follow space–time events in terms of patterns, and provide information related to the characterization of extremes for drought analysis.@en

Over recent decades, the global population has been rapidly increasing and human activities have altered terrestrial water fluxes to an unprecedented extent. The phenomenal growth of the human footprint has significantly modified hydrological processes in various ways (e.g. irrigation, artificial dams, and water diversion) and at various scales (from a watershed to the globe). During the early 1990s, awareness of the potential for increased water scarcity led to the first detailed global water resource assessments. Shortly thereafter, in order to analyse the human perturbation on terrestrial water resources, the first generation of largescale hydrological models (LHMs) was produced. However, at this early stage few models considered the interaction between terrestrial water fluxes and human activities, including water use and reservoir regulation, and even fewer models distinguished water use from surface water and groundwater resources. Since the early 2000s, a growing number of LHMs have incorporated human impacts on the hydrological cycle, yet the representation of human activities in hydrological models remains challenging. In this paper we provide a synthesis of progress in the development and application of human impact modelling in LHMs. We highlight a number of key challenges and discuss possible improvements in order to better represent the human-water interface in hydrological models.

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Wetlands are important reservoirs of water, carbon and biodiversity. They are typical landscapes of lowland regions that have high potential for water retention. However, the hydrology of these wetlands in tropical regions is often studied in isolation from the processes taking place at the catchment scale. Our main objective is to study the hydrological dynamics of one of the largest tropical rainforest regions on an island using a combination of satellite remote sensing and novel observations from dedicated field campaigns. This contribution offers a comprehensive analysis of the hydrological dynamics of two neighbouring poorly gauged tropical basins; the Kapuas basin (98g700gkm2) in West Kalimantan and the Mahakam basin (77g100gkm2) in East Kalimantan, Indonesia. Both basins are characterised by vast areas of inland lowlands. Hereby, we put specific emphasis on key hydrological variables and indicators such as discharge and flood extent. The hydroclimatological data described herein were obtained during fieldwork campaigns carried out in the Kapuas over the period 2013-2015 and in the Mahakam over the period 2008-2010. Additionally, we used the Tropical Rainfall Measuring Mission (TRMM) rainfall estimates over the period 1998-2015 to analyse the distribution of rainfall and the influence of El-Niño - Southern Oscillation. Flood occurrence maps were obtained from the analysis of the Phase Array type L-band Synthetic Aperture Radar (PALSAR) images from 2007 to 2010. Drought events were derived from time series of simulated groundwater recharge using time series of TRMM rainfall estimates, potential evapotranspiration estimates and the threshold level approach. The Kapuas and the Mahakam lake regions are vast reservoirs of water of about 1000 and 1500gkm2 that can store as much as 3 and 6.5 billiongm3 of water, respectively. These storage capacity values can be doubled considering the area of flooding under vegetation cover. Discharge time series show that backwater effects are highly influential in the wetland regions, which can be partly explained by inundation dynamics shown by flood occurrence maps obtained from PALSAR images. In contrast to their nature as wetlands, both lowland areas have frequent periods with low soil moisture conditions and low groundwater recharge. The Mahakam wetland area regularly exhibits low groundwater recharge, which may lead to prolonged drought events that can last up to 13 months. It appears that the Mahakam lowland is more vulnerable to hydrological drought, leading to more frequent fire occurrences than in the Kapuas basin.@en

Borneo's diverse ecosystems, which are typical humid tropical conditions, are deteriorating rapidly, as the area is experiencing recurrent large-scale wildfires, affecting atmospheric composition and influencing regional climate processes. Studies suggest that climate-driven drought regulates wildfires, but these overlook subsurface processes leading to hydrological drought, an important driver. Here, we show that models which include hydrological processes better predict area burnt than those solely based on climate data. We report that the Borneo landscape has experienced a substantial hydrological drying trend since the early twentieth century, leading to progressive tree mortality, more severe than in other tropical regions. This has caused massive wildfires in lowland Borneo during the past two decades, which we show are clustered in years with large areas of hydrological drought coinciding with strong El Niño events. Statistical modelling evidence shows amplifying wildfires and greater area burnt in response to El Niño/Southern Oscillation (ENSO) strength, when hydrology is considered. These results highlight the importance of considering hydrological drought for wildfire prediction, and we recommend that hydrology should be considered in future studies of the impact of projected ENSO strength, including effects on tropical ecosystems, and biodiversity conservation.

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In the current human-modified world, or Anthropocene, the state of water stores and fluxes has become dependent on human as well as natural processes. Water deficits (or droughts) are the result of a complex interaction between meteorological anomalies, land surface processes, and human inflows, outflows, and storage changes. Our current inability to adequately analyse and manage drought in many places points to gaps in our understanding and to inadequate data and tools. The Anthropocene requires a new framework for drought definitions and research. Drought definitions need to be revisited to explicitly include human processes driving and modifying soil moisture drought and hydrological drought development. We give recommendations for robust drought definitions to clarify timescales of drought and prevent confusion with related terms such as water scarcity and overexploitation. Additionally, our understanding and analysis of drought need to move from single driver to multiple drivers and from uni-directional to multi-directional. We identify research gaps and propose analysis approaches on (1) drivers, (2) modifiers, (3) impacts, (4) feedbacks, and (5) changing the baseline of drought in the Anthropocene. The most pressing research questions are related to the attribution of drought to its causes, to linking drought impacts to drought characteristics, and to societal adaptation and responses to drought. Example questions include i) What are the dominant drivers of drought in different parts of the world? (ii) How do human modifications of drought enhance or alleviate drought severity? (iii) How do impacts of drought depend on the physical characteristics of drought vs. the vulnerability of people or the environment? (iv) To what extent are physical and human drought processes coupled, and can feedback loops be identified and altered to lessen or mitigate drought? (v) How should we adapt our drought analysis to accommodate changes in the normal situation (i.e. what are considered normal or reference conditions) over time? Answering these questions requires exploration of qualitative and quantitative data as well as mixed modelling approaches. The challenges related to drought research and management in the Anthropocene are not unique to drought, but do require urgent attention. We give recommendations drawn from the fields of flood research, ecology, water management, and water resources studies. The framework presented here provides a holistic view on drought in the Anthropocene, which will help improve management strategies for mitigating the severity and reducing the impacts of droughts in future.

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Drought severity and related socio-economic impacts are expected to increase due to climate change. To better adapt to these impacts, more knowledge on changes in future hydrological drought characteristics (e.g. frequency, duration) is needed rather than only knowledge on changes in meteorological or soil moisture drought characteristics. In this study, effects of climate change on droughts in several river basins across the globe were investigated. Downscaled and bias-corrected data from three General Circulation Models (GCMs) for the A2 emission scenario were used as forcing for large-scale models. Results from five large-scale hydrological models (GHMs) run within the EU-WATCH project were used to identify low flows and hydrological drought characteristics in the control period (1971-2000) and the future period (2071-2100). Low flows were defined by the monthly 20th percentile from discharge (Q20). The variable threshold level method was applied to determine hydrological drought characteristics. The climatology of normalized Q20 from model results for the control period was compared with the climatology of normalized Q20 from observed discharge of the Global Runoff Data Centre. An observation-constrained selection of model combinations (GHM and GCM) was made based on this comparison. Prior to the assessment of future change, the selected model combinations were evaluated against observations in the period 2001-2010 for a number of river basins. The majority of the combinations (82%) that performed sufficiently in the control period, also performed sufficiently in the period 2001-2010. With the selected model combinations, future changes in drought for each river basin were identified. In cold climates, model combinations projected a regime shift and increase in low flows between the control period and future period. Arid climates were found to become even drier in the future by all model combinations. Agreement between the combinations on future low flows was low in humid climates. Changes in hydrological drought characteristics relative to the control period did not correspond to changes in low flows in all river basins. In most basins (around 65%), drought duration and deficit were projected to increase by the majority of the selected model combinations, while a decrease in low flows was projected in less basins (around 51%). Even if low discharge (monthly Q20) was not projected to decrease for each month, droughts became more severe, for example in some basins in cold climates. This is partly caused by the use of the threshold of the control period to determine drought events in the future, which led to unintended droughts in terms of expected impacts. It is important to consider both low discharge and hydrological drought characteristics to anticipate on changes in droughts for implementation of correct adaptation measures to safeguard future water resources.

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Large-scale hydrological models are used to determine drought on a global scale. However, it is important to know how well these large-scale models can reproduce major drought events in the past before projections can be made. This study presents a comparison between a multi-model ensemble and reported drought events in the literature to assess the performance of large-scale models. Major drought events in the selected period (1963-2000) were reproduced by the model ensemble median, although the duration and spatial extent differed substantially from reported events. The major drought events are caused by precipitation deficits linked to oscillations in climatic patterns, such as ENSO. This implies that major drought events were simulated if these were included in the forcing data. Spatial extent and duration of simulated drought events differed from extent and duration of reported ones due to a fast runoff response in some models.@en

Drought propagation through the terrestrial hydrological cycle is associated with a change in drought characteristics (duration and deficit), moving from precipitation via soil moisture to discharge. Here we investigate climate controls on drought propagation with a modeling experiment in 1271 virtual catchments that differ only in climate type. For these virtual catchments we studied the bivariate distribution of drought duration and standardized deficit for the variables precipitation, soil moisture, and discharge. We found that for meteorological drought (below-normal precipitation), the bivariate distributions of drought characteristics have a linear shape in all climates and are thus not affected by seasonality in climate. Despite the linear shape of meteorological drought, soil moisture drought (below-normal storage in the unsaturated zone) and hydrological drought (below-normal water availability in aquifers, lakes, and/or streams) show strongly nonlinear shapes in drought characteristics in climates with a pronounced seasonal cycle in precipitation and/or temperature. These seasonality effects on drought propagation are found in monsoonal, savannah, and Mediterranean climate zones. In these regions, both soil moisture and discharge show deviating shapes in drought characteristics. The effect of seasonality on drought propagation is even stronger in cold seasonal climates (i.e., at high latitudes and altitudes), where snow accumulation during winter prevents recovery from summer hydrological drought, and deficit increases strongly with duration. This has important implications for water resources management in seasonal climates, which cannot solely rely on meteorology-based indices as proxies for hydrological drought duration and deficit and need to include seasonal variation in both precipitation and temperature in hydrological drought forecasting.

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During the past decades large-scale models have been developed to simulate global and continental terrestrial water cycles. It is an open question whether thesemodels are suitable to capture hydrological drought, in terms of runoff, on a global scale. Amultimodel ensemble analysis was carried out to evaluate if 10 such large-scalemodels agree on major drought events during the second half of the twentieth century. Time series of monthly precipitation, monthly total runofffrom 10 global hydrologicalmodels, and their ensemblemedian have been used to identify drought. Temporal development of area in drought for various regions across the globe was investigated. Model spread was largest in regions with low runoffand smallest in regions with high runoff. In vast regions, correlation between runoffdrought derived from the models and meteorological drought was found to be low. This indicated that models add information to the signal derived from precipitation and that runoffdrought cannot directly be determined from precipitation data alone in global drought analyses with a constant aggregation period. However, duration and spatial extent of major drought events differed between models. Some models showed a fast runoffresponse to rainfall, which led to deviations from reported drought events in slowly responding hydrological systems. By using an ensemble of models, this fast runoffresponse was partly overcome and delay in drought propagating from meteorological drought to drought in runoffwas included. Finally, an ensemble of models also allows for consideration of uncertainty associated with individual model structures.

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The identification of hydrological drought at global scale has received considerable attention during the last decade. However, climate-induced variation in runoff across the world makes such analyses rather complicated. This especially holds for the drier regions of the world (both cold and warm), where, for a considerable period of time, zero runoff can be observed. In the current paper, we present a method that enables to identify drought at global scale across climate regimes in a consistent manner. The method combines the characteristics of the classical variable threshold level method that is best applicable in regions with non-zero runoff most of the time, and the consecutive dry days (period) method that is better suited for areas where zero runoff occurs. The newly presented method allows a drought in periods with runoff to continue in the following period without runoff. The method is demonstrated by identifying droughts from discharge observations of four rivers situated within different climate regimes, as well as from simulated runoff data at global scale obtained from an ensemble of five different land surface models. The identified drought events obtained by the new approach are compared to those resulting from application of the variable threshold level method or the consecutive dry period method separately. Results show that, in general, for drier regions, the threshold level method overestimates drought duration, because zero runoff periods are included in a drought, according to the definition used within this method. The consecutive dry period method underestimates drought occurrence, since it cannot identify droughts for periods with runoff. The developed method especially shows its relevance in transitional areas, because, in wetter regions, results are identical to the classical threshold level method. By combining both methods, the new method is able to identify single drought events that occur during positive and zero runoff periods, leading to a more realistic global drought characterization, especially within drier environments.

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