Socio-institutional factors are poorly addressed in the risk assessment of groundwater contamination. This paper contributes to the development of a socio-institutional assessment framework based on a case study of contamination by on-site sanitation (OSS) in an informal settlement of Bwaise (Kampala, Uganda). We conducted a snapshot survey of the recent extent of groundwater contamination by OSS using microbial and hydro-chemical indicators. Through transition arenas and key informant interviews, we investigated the socio-institutional drivers of the contamination. Overall, 14 out of the 17 sampled groundwater sources tested positive for Escherichia coli during the wet season. Nitrate concentrations at four sources exceeded the World Health Organization guideline value (50 mg/L), attributed to OSS. Despite the high contamination, the community highly valued groundwater as an alternative to the intermittent municipal water supply. We deduced six drivers of groundwater contamination, including land-use management, user attributes, governance, infrastructure management, groundwater valuation, and the operating environment (“LUGIVE”). Qualitative indicators for each of the drivers were also construed, and their interlinkages presented in a causal loop diagram, representing a socio-institutional assessment framework. The framework can help policymakers and the community to analyze various socio-institutional control levers to reduce the risk of groundwater contamination by OSS in informal settlements.

Abstract: This study investigated the occurrence and seasonal variation in concentrations of emerging organic contaminants (EOCs) in shallow groundwater underlying two peri-urban areas of Bwaise (highly urbanised) and Wobulenzi (moderately urbanised) in Uganda. Twenty-six antibiotics, 20 hydrocarbons, including 16 polycyclic aromatic hydrocarbons (PAHs), and 59 pesticides were investigated. Ampicillin and benzylpenicillin were the most frequently detected antibiotics in both areas, although at low concentrations to cause direct harm to human health, but could lead to a proliferation of antibiotic resistance genes. The most frequently detected hydrocarbons in Bwaise were naphthalene and xylene while anthracene and fluoranthene were the most frequent in Wobulenzi, also at low concentrations for ecological impact at long-term exposure. Molecular diagnostic ratios indicated pyrogenic and pyrolytic sources of PAHs in both areas. Cypermethrin (for vermin control) was the most frequent pesticide in Bwaise while metalaxyl (attributed to agriculture) was the most frequent in Wobulenzi. Banned organochlorines (8) were also detected in both areas in low concentrations. The pesticide concentrations between the two areas significantly differed (Z = − 3.558; p < 0.01), attributed to contrasting land-use characteristics. In Wobulenzi (wet season), the total pesticide concentrations at all the locations exceeded the European Community parametric guideline value while 75% of the detected compounds exceeded the individual pesticide guideline value. Thus, the antibiotic and pesticide residues in shallow groundwater underlying both Bwaise and Wobulenzi pose potential adverse ecological effects at long-term exposure. Monitoring of EOCs in both highly and moderately urbanised catchments should be strengthened towards mitigating associated risks. Graphical abstract: [Figure not available: see fulltext.]

High urbanization in Sub-Saharan Africa (SSA) has resulted in increased peri-urban groundwater contamination by on-site sanitation. The World Health Organization introduced Water Safety Plans (WSP) towards the elimination of contamination risks to water supply systems; however, their application to peri-urban groundwater sources has been limited. Focusing on Uganda, Ghana, and Tanzania, this paper reviews limitations of the existing water regime in addressing peri-urban groundwater contamination through WSPs and normative attributes of Transition Management (TM) towards a sustainable solution. Microbial and nutrient contamination remain prevalent hazards in peri-urban SSA, arising from on-site sanitation within a water regime following Integrated Water Resources Management (IWRM) principles. Limitations to implementation of WSPs for peri-urban groundwater protection include policy diversity, with low focus on groundwater; institutional incoherence; highly techno-centric management tools; and limited regard for socio-cultural and urban-poor aspects. In contrast, TM postulates a prescriptive approach promoted by community-led frontrunners, with flexible and multi-domain actors, experimenting through socio-technical tools towards a shared vision. Thus, a unified risk-based management framework, harnessing attributes of TM and IWRM, is proposed towards improved WSP implementation. The framework could assist peri-urban communities and policymakers in formulating sustainable strategies to reduce groundwater contamination, thereby contributing to improved access to safe water.

On-site sanitation provisions in urban slums rarely prioritise grey water management, yet it forms the largest fraction of wastewater. This study was carried out to characterise grey water and quantify its pollutant loads in Bwaise III (Uganda) and to provide data for grey water management in urban slums of developing countries. Samples were collected for analysis from ten representative households as well as from four tertiary drains and the main drainage channel for 7 months in two dry seasons. Grey water production was found to comprise 85 % of the domestic water consumption. The chemical oxygen demand (COD) concentration in the grey water generated by laundry, in the kitchen and in the bathroom was 9,225 ± 1,200 mg L⁻¹, 71,250 ± 1,011 mg L⁻¹ and 4,675 ± 750 mg L⁻¹, while the BOD₅ (biochemical oxygen demand) to COD ratio was 0.24 ± 0.05, 0.33 ± 0.08 and 0.31 ± 0.07, respectively. The maximum concentration of Escherichia coli and total coliforms was 2.05 × 10⁷ cfu (100 mL)⁻¹ and 1.75 × 10⁸ cfu (100 mL)⁻¹, respectively, in grey water from the bathroom, while that of Salmonella spp. was 7.32 × 10⁶ cfu (100 mL)⁻¹ from laundry. Analysis of variance (ANOVA) showed a significant difference in the concentration of COD, total suspended solids (TSS), total organic carbon (TOC), dissolved organic carbon (DOC), total phosphorus (TP), sodium adsorption ratio (SAR), oil and grease, and Salmonella spp. in grey water from laundry, bathroom and kitchen (p < 0.05). The high loads of COD (>500 kg day⁻¹), TSS (>200 kg day⁻¹), nutrients (8.3 kg TKN day⁻¹ and 1.4 kg TP day⁻¹) and microorganisms (10⁶ to 10⁹ cfu c⁻¹day⁻¹) originating from grey water in Bwaise III show that grey water poses a threat to the environment and a risk to human health in urban slums. Therefore, there is a need to prioritise grey water treatment in urban slums of developing countries to achieve adequate sanitation.

Two uPVC columns (outer diameter 160cm, internal diameter 14.6cm and length 100cm) were operated in parallel and in series to simulate grey water treatment by media based filtration at unsaturated conditions and constant hydraulic loading rates (HLR). Grey water from bathroom, laundry and kitchen activities was collected from 10 households in the Bwaise III slum in Kampala (Uganda) in separate containers, mixed in equal proportions followed by settling, prior to transferring the influent to the tanks. Column 1 was packed with lava rock to a depth of 60cm, while column 2 was packed with lava rock (bottom 30cm) and silica sand, which was later replaced by granular activated carbon (top 30cm) to further investigate nutrient removal from grey water. Operating the two filter columns in series at a HLR of 20cm/day resulted in a better effluent quality than at a higher (40cm/day) HLR. The COD removal efficiencies by filter columns 1 and 2 in series amounted to 90% and 84% at HLR of 20cm/day and 40cm/day, respectively. TOC and DOC removal efficiency amounted to 77% and 71% at a HLR of 20cm/day, but decreased to 72% and 67% at a HLR of 40cm/day, respectively. The highest log removal of Escherichia coli, Salmonella sp. and total coliforms amounted to 3.68, 3.50 and 3.95 at a HLR of 20cm/day respectively. The overall removal of pollutants increased with infiltration depth, with the highest pollutant removal efficiency occurring in the top 15cm layer. Grey water pre-treatment followed by double filtration using coarse and fine media has the potential to reduce the grey water pollution load in slum areas by more than 60%.

Decentralised grey water treatment in urban slums using low-cost and robust technologies offers opportunities to minimise public health risks and to reduce environmental pollution caused by the highly polluted grey water i.e. with a COD and N concentration of 3000-6000mgL^-1 and 30-40mgL^-1, respectively. However, there has been very limited action research to reduce the pollution load from uncontrolled grey water discharge by households in urban slums. This study was therefore carried out to investigate the potential of a two-step filtration process to reduce the grey water pollution load in an urban slum using a crushed lava rock filter, to determine the main filter design and operation parameters and the effect of intermittent flow on the grey water effluent quality. A two-step crushed lava rock filter unit was designed and implemented for use by a household in the Bwaise III slum in Kampala city (Uganda). It was monitored at a varying hydraulic loading rate (HLR) of 0.5-1.1md^-1 as well as at a constant HLR of 0.39md^-1. The removal efficiencies of COD, TP and TKN were, respectively, 85.9%, 58% and 65.5% under a varying HLR and 90.5%, 59.5% and 69%, when operating at a constant HLR regime. In addition, the log removal of Escherichia coli, Salmonella spp. and total coliforms was, respectively, 3.8, 3.2 and 3.9 under the varying HLR and 3.9, 3.5 and 3.9 at a constant HLR. The results show that the use of a two-step filtration process as well as a lower constant HLR increased the pollutant removal efficiencies. Further research is needed to investigate the feasibility of adding a tertiary treatment step to increase the nutrients and microorganisms removal from grey water.

Poor sanitation in urban slums results in increased prevalence of diseases and pollution of the environment. Excreta, grey water and solid wastes are the major contributors to the pollution load into the slum environment and pose a risk to public health. The high rates of urbanization and population growth, poor accessibility and lack of legal status in urban slums make it difficult to improve their level of sanitation. New approaches may help to achieve the sanitation target of the Millennium Development Goal (MDG) 7; ensuring environmental sustainability. This paper reviews the characteristics of waste streams and the potential treatment processes and technologies that can be adopted and applied in urban slums in a sustainable way. Resource recovery oriented technologies minimise health risks and negative environmental impacts. In particular, there has been increasing recognition of the potential of anaerobic co-digestion for treatment of excreta and organic solid waste for energy recovery as an alternative to composting. Soil and sand filters have also been found suitable for removal of organic matter, pathogens, nutrients and micro-pollutants from grey water.

Provision of sanitation solutions in the world's urban slums is extremely challenging due to lack of money, space, access and sense of ownership. This paper presents a technology selection method that was used for the selection of appropriate sanitation solutions for urban slums. The method used in this paper takes into account sustainability criteria, including social acceptance, technological and physical applicability, economical and institutional aspects, and the need to protect and promote human health and the environment. The study was carried out in Bwaise III; a slum area in Kampala (Uganda). This was through administering of questionnaires and focus group discussions to obtain baseline data, developing a database to compare different sanitation options using technology selection criteria and then performing a multi-criteria analysis of the technology options. It was found that 15% of the population uses a public pit latrine; 75% uses a shared toilet; and 10% has private, non-shared sanitation facilities. Using the selection method, technologies such as Urine Diversion Dry Toilet (UDDT) and biogas latrines were identified to be potentially feasible sanitation solutions for Bwaise III. Sanitation challenges for further research are also presented.

Africa, though reported to be the least urbanized continent, is recognized as one where the rate of urbanization is highest. The development and expansion of informal settlements in the suburbs of the cities is widespread, while they harbor the majority of the urban population. Slums are characterized by, among other things, poorly constructed houses, poor water supply and sanitary conditions, and lack or inadequate support services. Besides the spreading of diseases related to surface water (e. g., malaria), one of the main problems associated with sanitation and water in slum areas is related to the pollutant load entering and leaving the slum catchment, either as surface water or groundwater. This is polluting drinking water or causing eutrophication of surface water, due to the extremely high nitrogen and phosphorus fluxes discharging those slum catchments. The SCUSA research project aims at identifying the most sustainable sanitation solutions in urban slums, including the most important parameters determining and guaranteeing sustainability. Our approach is multidisciplinary, and should therefore yield answers with a financial, social, technical, and environmental view on the extremely complex field of sanitation in urban slums.